Quantify DOL, IRS, and state regulatory exposure from plan operations, vendor contracts, and fiduciary decisions with dollar-denominated risk scoring.
Quantify potential DOL penalties from fiduciary violations, prohibited transactions, and disclosure failures
Assess class action exposure based on plan size, industry benchmarks, and operational red flags
Model penalty ranges, settlement costs, and defense expenses for identified compliance gaps
Calculate likelihood of DOL or IRS audit based on plan characteristics and filing history
Quantified regulatory exposure summaries for board oversight and D&O insurance decisions
Pre-transaction assessment of acquired plan liabilities and regulatory skeletons
Risk-weighted action plans focusing resources on highest-exposure compliance gaps
Data-driven fiduciary liability insurance applications and premium negotiations
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