Comprehensive assessment of fiduciary documentation quality, IPS compliance, governance meeting records, and audit-readiness scoring for DOL/litigation defense.
Investment policy statement completeness, update cadence, adherence documentation
Committee meeting minutes, attendance records, decision rationales, voting documentation
RFP records, fee disclosures, 408(b)(2) filings, service agreement reviews
404(a)(5) notices, plan amendments, beneficiary disclosures, fee transparency
Comprehensive documentation package ready for regulatory review
Complete governance records demonstrating prudent fiduciary process
Prioritized action plan for addressing documentation deficiencies
Documentation quality dashboards for fiduciary committee reporting